FORM CRS Customer Relationship Summary

Pekin Hardy Strauss, Inc., who also operates under the brand name Appleseed Capital, is registered with the Securities and Exchange Commission (SEC) as an investment adviser.

Beginning June 30, 2020, investment advisers are required to provide retail investors with a disclosure form known as Form CRS – customer relationship summary. Form CRS is intended to be a simple, easy-to-read client relationship summary and discloses:

 

  • The types of client relationships and services the firm offers
  • The fees, costs, conflicts of interest and standard of conduct associated with those relationships and services
  • Whether the firm or its financial professionals currently have a reportable legal or disciplinary history
  • How to obtain additional information about the firm
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